-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EMKJ72a6zpdyZ4v7NlxVmgcZawwd0KbBvATzmit9aMi855VtgdItelq3KvnJAZp+ YL0oMle9jDK8aElRPCicMw== 0001036050-01-500249.txt : 20010416 0001036050-01-500249.hdr.sgml : 20010416 ACCESSION NUMBER: 0001036050-01-500249 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010412 GROUP MEMBERS: ESTATE OF ROLLINS JOHN W SR GROUP MEMBERS: HENRY B. TIPPIE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS ENTERTAINMENT INC CENTRAL INDEX KEY: 0001017673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510357525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47265 FILM NUMBER: 1601238 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HIGHWAY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3027644600 MAIL ADDRESS: STREET 1: 2200 CONCORD PIKE CITY: WILMINGTON STATE: DE ZIP: 19803 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESTATE OF ROLLINS JOHN W SR CENTRAL INDEX KEY: 0001111547 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2200 CONCORD PIKE CITY: WILMINGTON STATE: DE ZIP: 19803 MAIL ADDRESS: STREET 1: 2200 CONCORD PIKE CITY: WILMINGTON STATE: DE ZIP: 19803 SC 13D/A 1 dsc13da.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (AMENDMENT #1) Under the Securities Exchange Act of 1934 Dover Downs Entertainment, Inc. ________________________________________________________________________________ (Name of Issuer) $.10 Par Value Common Stock ________________________________________________________________________________ (Title of Class of Securities) 260086 10 3 _______________________________________________________________ (CUSIP Number) Henry B. Tippie, P.O. Box 26557, Austin, Texas 78755, (512) 346-1800 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 16, 2001 _______________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. SCHEDULE 13D DOVER DOWNS ENTERTAINMENT, INC. CUSIP NO. 260086 10 3 Page 2 of 3 - ------------------------------------------------------------------------------ (1) NAME OF REPORTING PERSON (a) Estate of John W. Rollins, Sr. (b) Henry B. Tippie, Executor of the Estate of John W. Rollins, Sr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (a) E.I.N. #54-6461824 (b) S.S. ####-##-#### - ------------------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------------------ (4) SOURCE OF FUNDS* 00 - ------------------------------------------------------------------------------ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - ------------------------------------------------------------------------------ (6) CITIZENSHIP OR PLACE OF ORGANIZATION (a) State of Delaware (b) United States - ------------------------------------------------------------------------------ (7) SOLE VOTING POWER (a) 10,311,960 (b) 3,150,000 - ------------------------------------------------------------------------------ NUMBER OF SHARES (8) SHARED VOTING POWER BENEFICIALLY OWNED (a) 0 BY EACH REPORTING PERSON WITH (b) 45,000 (9) SOLE DISPOSITIVE POWER (a) 10,311,960 (b) 3,150,000 (10) SHARED DISPOSITIVE POWER (a) 0 (b) 45,000 SCHEDULE 13D DOVER DOWNS ENTERTAINMENT, INC. CUSIP NO. 260086 10 3 Page 3 of 3 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (a) 10,311,960 (b) 3,195,000 - ------------------------------------------------------------------------------ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - ------------------------------------------------------------------------------ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (a) 27.2% (b) 8.4% - ------------------------------------------------------------------------------ (14) TYPE OF REPORTING PERSON (a) 00 (b) IN - ------------------------------------------------------------------------------ This Amendment No. 1 is filed solely to report a decrease in the number of securities beneficially owned by the reporting persons. Terms are as defined in the initial filing. Item 5. Interest in Securities of the Issuer. On March 16, 2001, the Estate transferred 1,000,000 shares of Class A Common Stock to Michele Metrinko Rollins as stipulated under the Last Will and Testament of John W. Rollins Sr. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Estate of John W. Rollins, Sr. Date April 11, 2001 /s/ Henry B. Tippie -------------------------- --------------------------------- By Henry B. Tippie, Executor /s/ Henry B. Tippie --------------------------------- Henry B. Tippie, Individually Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----